SFC Licences of LIM Si Min, Michelle 林思敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AI-SQUARED MANAGEMENT LIMITED 睿目投資管理有限公司 | RO | 9 | 12 April 2022 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 04 February 2020 | 13 December 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 January 2020 | 13 December 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 23 June 2010 | 26 January 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 23 January 2009 | 11 October 2019 |