SFC Licences of MURPHY Daniel Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS AG | 7 | 02 February 2021 | ||
UBS AG | 4 | 02 February 2021 | ||
UBS AG | 1 | 02 February 2021 | ||
UBS Securities Hong Kong Limited | RO | 1 | 02 January 2018 | 28 February 2022 |
UBS Securities Asia Limited | RO | 1 | 02 January 2018 | 28 February 2022 |
UBS Securities Hong Kong Limited | RE | 7 | 06 March 2017 | 28 February 2022 |
UBS Securities Hong Kong Limited | RE | 2 | 06 March 2017 | 28 February 2022 |
UBS Securities Asia Limited | RE | 2 | 06 March 2017 | 28 February 2022 |
UBS Securities Hong Kong Limited | RE | 1 | 06 March 2017 | 02 January 2018 |
UBS Securities Asia Limited | RE | 1 | 06 March 2017 | 02 January 2018 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 5 | 13 April 2016 | 06 December 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 2 | 13 April 2016 | 06 December 2016 |
J.P. Morgan Securities (Far East) Limited | RO | 4 | 13 April 2016 | 06 December 2016 |
J.P. Morgan Securities (Far East) Limited | RO | 1 | 13 April 2016 | 06 December 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 13 April 2016 | 13 September 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 13 April 2016 | 13 September 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 22 July 2013 | 13 April 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 22 July 2013 | 13 April 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 22 July 2013 | 13 April 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 22 July 2013 | 13 April 2016 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 22 July 2013 | 13 April 2016 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 22 July 2013 | 13 April 2016 |
Merrill Lynch Far East Limited | RE | 2 | 17 October 2011 | 20 April 2013 |
Merrill Lynch Far East Limited | RE | 1 | 17 October 2011 | 20 April 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 October 2011 | 20 April 2013 |
Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 1 | 23 January 2009 | 19 August 2011 |