SFC Licences of HAYES Arthur
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 30 June 2011 | 02 May 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 30 June 2011 | 02 May 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 January 2009 | 11 June 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 29 January 2009 | 11 June 2011 |