SFC Licences of SU Chin 蘇進
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bank of America, National Association | 4 | 19 March 2014 | ||
Bank of America, National Association | 1 | 19 March 2014 | ||
Banc of America Securities Asia Limited | 4 | 19 March 2014 | ||
Banc of America Securities Asia Limited | 1 | 19 March 2014 | ||
Merrill Lynch Far East Limited | RO | 2 | 29 October 2010 | 14 September 2020 |
Merrill Lynch Far East Limited | RE | 2 | 03 September 2010 | 29 October 2010 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 30 June 2010 | 14 September 2020 |
Merrill Lynch Futures (Hong Kong) Limited | RO | 2 | 30 June 2010 | 31 December 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 29 January 2009 | 30 June 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 January 2009 | 30 June 2010 |