SFC Licences of MOK Hoi Ki, Ricky 莫海祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 05 February 2020 | 29 August 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 05 February 2020 | 29 August 2023 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 9 | 07 January 2015 | 11 July 2018 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 4 | 03 July 2012 | 11 July 2018 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 1 | 03 July 2012 | 11 July 2018 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 11 May 2011 | 27 August 2011 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 14 April 2010 | 27 August 2011 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 30 January 2009 | 27 August 2011 |