SFC Licences of LO Chau Wai 盧秋維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 16 October 2017 | |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 16 October 2017 | |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 21 November 2012 | 09 September 2017 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 21 November 2012 | 09 September 2017 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 25 October 2012 | 09 November 2012 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 25 October 2012 | 09 November 2012 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 25 October 2012 | 09 November 2012 |