SFC Licences of LIN Shanshan 林姍姍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 4 | 04 March 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 1 | 04 March 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 26 August 2019 | 04 March 2020 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 26 August 2019 | 04 March 2020 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 10 March 2016 | 21 May 2019 |
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RE | 1 | 26 June 2014 | 21 May 2019 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 06 September 2010 | 21 May 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 11 February 2009 | 03 August 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 February 2009 | 03 August 2010 |