SFC Licences of CHAN Yan Yan, Kanas 陳恩因
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 10 December 2013 | |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 24 March 2010 | 22 November 2013 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 18 March 2010 | 22 November 2013 |
| Yicko Securities Limited 益高證券有限公司 | RE | 1 | 09 March 2009 | 12 February 2010 |