SFC Licences of YAN Kar Kee 甄家祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Securis Capital Limited | RO | 9 | 04 April 2019 | |
Securis Capital Limited | RE | 9 | 22 August 2018 | 04 April 2019 |
Securis Capital Limited | RO | 4 | 16 May 2018 | |
Securis Capital Limited | RO | 1 | 16 May 2018 | |
Quintar Capital Limited | RE | 9 | 26 April 2016 | 09 May 2018 |
China Glory Securities Company Limited 華彩證券有限公司 | RE | 2 | 23 February 2015 | 09 May 2018 |
China Glory Securities Company Limited 華彩證券有限公司 | RE | 1 | 23 February 2015 | 09 May 2018 |
KOG Forex Limited 國之匯有限公司 | RE | 3 | 10 March 2014 | 23 December 2014 |
China Glory Securities Company Limited 華彩證券有限公司 | RE | 2 | 22 August 2013 | 15 October 2014 |
China Glory Securities Company Limited 華彩證券有限公司 | RE | 1 | 22 August 2013 | 15 October 2014 |
ZMF Asset Management Limited 中募金融資管有限公司 | RE | 9 | 03 November 2011 | 23 December 2014 |
Nerico Brothers Limited | RE | 3 | 26 February 2009 | 03 March 2009 |