SFC Licences of GLYNN Stephen Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Moore Capital Asia Limited | RO | 9 | 30 December 2016 | 20 July 2021 |
| Moore Capital Asia Limited | RO | 2 | 30 December 2016 | 20 July 2021 |
| Moore Capital Asia Limited | RO | 1 | 30 December 2016 | 20 July 2021 |
| Moore Capital Asia Limited | RE | 9 | 15 September 2015 | 30 December 2016 |
| Moore Capital Asia Limited | RE | 2 | 04 June 2014 | 30 December 2016 |
| Moore Capital Asia Limited | RE | 1 | 04 June 2014 | 30 December 2016 |
| Morgan Stanley Hong Kong Securities Limited | RO | 2 | 13 March 2012 | 13 March 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 13 March 2012 | 13 March 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 13 March 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 January 2010 | 05 September 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 08 January 2010 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 February 2009 | 13 March 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 03 February 2009 | 06 December 2010 |