SFC Licences of TOTHAM Matthew James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgan Stanley Hong Kong Securities Limited	RE	7	10 October 2013	28 October 2014
Morgan Stanley Hong Kong Securities Limited	RE	2	10 October 2013	28 October 2014
Morgan Stanley Hong Kong Securities Limited	RE	1	10 October 2013	28 October 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	10 October 2013	28 October 2014
Morgan Stanley Hong Kong Securities Limited	RO	7	23 July 2013	10 October 2013
Morgan Stanley Hong Kong Securities Limited	RO	2	18 May 2012	10 October 2013
Morgan Stanley Hong Kong Securities Limited	RO	1	18 May 2012	10 October 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RO	1	18 May 2012	10 October 2013
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	18 May 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	03 February 2009	23 July 2013
Morgan Stanley Hong Kong Securities Limited	RE	1	03 February 2009	18 May 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	03 February 2009	18 May 2012
Morgan Stanley Hong Kong Futures Limited	RE	7	03 February 2009	06 December 2010
Morgan Stanley Hong Kong Futures Limited	RE	2	03 February 2009	06 December 2010