SFC Licences of SUM Ho Sang 岑皓生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 26 June 2015 | 07 August 2015 |
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 10 October 2014 | 07 August 2015 |
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 4 | 28 August 2009 | 01 February 2010 |
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 28 August 2009 | 07 December 2009 |