SFC Licences of SUM Ho Sang 岑皓生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RE 4 26 June 2015 07 August 2015
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RE 1 10 October 2014 07 August 2015
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RE 4 28 August 2009 01 February 2010
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4 28 August 2009 07 December 2009