SFC Licences of YE Hanying 叶含英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 11 September 2012 | 28 January 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 December 2009 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 February 2009 | 26 June 2009 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 05 February 2009 | 26 June 2009 |