SFC Licences of WONG Wing 黃穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 March 2021 | 01 February 2023 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 25 October 2018 | 30 November 2020 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 October 2018 | 30 November 2020 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 14 June 2010 | 18 August 2014 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 14 June 2010 | 18 August 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 14 June 2010 | 18 August 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 14 June 2010 | 18 August 2014 |
BOCI Asset Management Limited 中銀國際資產管理有限公司 | RE | 4 | 14 June 2010 | 30 June 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 10 February 2009 | 29 May 2009 |