SFC Licences of XU Ming 徐嗚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 16 August 2011 | 16 June 2018 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 12 February 2009 | 16 July 2011 |