SFC Licences of LIU Xiaozheng 劉曉鉦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 27 July 2011 | 19 September 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 27 July 2011 | 19 September 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 27 July 2011 | 19 September 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 10 November 2009 | 01 June 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 10 November 2009 | 01 June 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 November 2009 | 01 June 2011 |
| Susquehanna Financial Group Asia Limited | RO | 6 | 22 April 2009 | 02 October 2009 |
| Susquehanna Financial Group Asia Limited | RO | 1 | 22 April 2009 | 02 October 2009 |
| Susquehanna Financial Group, LLLP | RE | 1 | 19 February 2009 | 11 March 2009 |
| Susquehanna Financial Group, LLLP | RE | 6 | 19 February 2009 | 11 March 2009 |