SFC Licences of WU Shanle 吳山樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zentific Investment Management Limited | RE | 9 | 27 May 2019 | |
UBS Securities Asia Limited | RE | 4 | 16 February 2009 | 11 May 2019 |