SFC Licences of SHAO Lei 邵磊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Merrill Lynch (Asia Pacific) Limited	RO	6	20 January 2023
Merrill Lynch (Asia Pacific) Limited	RO	4	20 January 2023
Merrill Lynch (Asia Pacific) Limited	RO	1	20 January 2023
Merrill Lynch Far East Limited	RE	6	09 August 2019	26 February 2024
Merrill Lynch Far East Limited	RE	4	09 August 2019	26 February 2024
Merrill Lynch Far East Limited	RE	1	09 August 2019	26 February 2024
Merrill Lynch (Asia Pacific) Limited	RE	6	09 August 2019	20 January 2023
Merrill Lynch (Asia Pacific) Limited	RE	4	09 August 2019	20 January 2023
Merrill Lynch (Asia Pacific) Limited	RE	1	09 August 2019	20 January 2023
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	14 March 2011	11 May 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	14 March 2011	11 May 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	11 February 2009	08 February 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	11 February 2009	08 February 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	11 February 2009	08 February 2011