SFC Licences of O'NEILL Matthew William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 19 June 2020 | 17 September 2022 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 18 February 2020 | 17 September 2022 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 December 2018 | 17 September 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 05 November 2013 | 04 September 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 November 2013 | 04 September 2018 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 05 November 2013 | 13 August 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 05 November 2013 | 13 August 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 February 2009 | 08 August 2013 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 18 February 2009 | 08 August 2013 |