SFC licenceholder ASL088 O'NEILL Matthew William

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities) 18 February 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [1] (Dealing in Securities) 05 November 2013 04 September 2018
Morgan Stanley Hong Kong Securities Limited RE [2] (Dealing in Futures Contracts) 05 November 2013 04 September 2018
Morgan Stanley Hong Kong Securities Limited RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 05 November 2013 13 August 2015
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 18 February 2009 08 August 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 18 February 2009 08 August 2013