SFC Licences of O'NEILL Matthew William

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 19 June 2020 17 September 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 18 February 2020 17 September 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 10 December 2018 17 September 2022
Morgan Stanley Hong Kong Securities Limited RE 2 05 November 2013 04 September 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 05 November 2013 04 September 2018
Morgan Stanley Hong Kong Securities Limited RE 7 05 November 2013 13 August 2015
Morgan Stanley Hong Kong Securities Limited RE 1 05 November 2013 13 August 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 18 February 2009 08 August 2013
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 18 February 2009 08 August 2013