SFC Licences of FOX Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 25 November 2013 | 17 July 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 25 November 2013 | 17 July 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 November 2013 | 17 July 2014 |
| UBS Securities Asia Limited | RE | 2 | 16 February 2009 | 09 March 2011 |
| UBS Securities Asia Limited | RE | 1 | 16 February 2009 | 09 March 2011 |