SFC Licences of GAUTIER Raphael Pierre Benjamin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 02 July 2013 | 17 January 2015 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 02 July 2013 | 17 January 2015 |
| De Riva Asia Limited | RE | 2 | 12 November 2010 | 28 June 2013 |
| De Riva Asia Limited | RE | 1 | 12 November 2010 | 28 June 2013 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 February 2009 | 06 November 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 February 2009 | 06 November 2010 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 16 February 2009 | 06 November 2010 |