SFC Licences of MOK Ka Kit 莫嘉傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 03 August 2012 | 26 November 2012 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 03 August 2012 | 26 November 2012 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 03 August 2012 | 26 November 2012 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 10 May 2010 | 30 April 2012 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 10 May 2010 | 30 April 2012 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 02 December 2009 | 01 May 2010 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 24 July 2009 | 01 May 2010 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 17 February 2009 | 01 May 2010 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 17 February 2009 | 01 May 2010 |