SFC Licences of MOK Ka Kit 莫嘉傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 03 August 2012 26 November 2012
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 03 August 2012 26 November 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 03 August 2012 26 November 2012
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 10 May 2010 30 April 2012
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 10 May 2010 30 April 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 02 December 2009 01 May 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 24 July 2009 01 May 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 17 February 2009 01 May 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 17 February 2009 01 May 2010