SFC Licences of HE Jialin 賀家琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RO | 4 | 21 January 2021 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RO | 1 | 21 January 2021 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 20 October 2017 | 21 January 2021 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 20 October 2017 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 01 December 2015 | 15 September 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 19 February 2009 | 15 September 2017 |