SFC Licences of KIM Josephine Jisoo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 7 | 25 June 2014 | 01 November 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 13 October 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 12 July 2010 | 13 October 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 July 2010 | 13 October 2021 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 12 July 2010 | 06 September 2010 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 20 February 2009 | 09 April 2010 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 20 February 2009 | 09 April 2010 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 20 February 2009 | 09 April 2010 |