SFC Licences of LAU Ka Fei 劉嘉輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 26 September 2011 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 17 February 2009 | 01 July 2011 |