SFC Licences of ZHAO Allen Shengjie 趙勝捷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ING Bank N.V. | 4 | 04 February 2019 | ||
| ING Bank N.V. | 1 | 04 February 2019 | ||
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 04 November 2010 | 21 May 2016 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 04 November 2010 | 21 May 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 19 February 2009 | 28 July 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 February 2009 | 28 July 2010 |