SFC Licences of WEISS Stephen Duffus
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 6 | 19 August 2010 | 01 January 2011 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 18 February 2010 | 19 August 2010 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 1 | 18 August 2009 | 01 January 2011 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 6 | 18 August 2009 | 18 February 2010 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 25 February 2009 | 18 August 2009 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 25 February 2009 | 18 August 2009 |