SFC Licences of KUMAR Nivesh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Segantii Capital Management Limited | RE | 9 | 07 March 2023 | 21 December 2023 |
Segantii Capital Management Limited | RE | 9 | 03 November 2014 | 15 June 2018 |
WaterValley Capital Management (HK) Limited 泓谷資本管理(香港)有限公司 | RE | 9 | 31 July 2014 | 24 October 2014 |
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 25 June 2012 | 10 May 2013 |
Vegasoul Capital Management (Asia) Limited | RE | 9 | 27 October 2010 | 20 March 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 02 March 2009 | 12 June 2010 |