SFC Licences of KIM John Piljung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 22 June 2010 | 03 October 2014 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 04 January 2010 | 20 April 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 04 January 2010 | 20 April 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 February 2009 | 20 April 2010 |