SFC Licences of YAU Ka Wing 邱家榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 20 November 2020 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 05 July 2019 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 22 September 2015 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 10 March 2009 | 01 July 2009 |