SFC Licences of LU Yumian 呂玉勉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 07 August 2018 15 August 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 07 August 2018 15 August 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 21 September 2017 10 October 2017
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 21 September 2017 10 October 2017
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 11 February 2016 23 February 2016
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 11 February 2016 23 February 2016
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 17 April 2015 27 April 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 17 April 2015 27 April 2015
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 25 February 2009 27 August 2010