SFC Licences of LAW Chung Wai 羅仲煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 15 March 2010 | 01 February 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 15 March 2010 | 01 February 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 March 2010 | 01 February 2013 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 02 March 2009 | 12 March 2010 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 02 March 2009 | 12 March 2010 |