SFC Licences of LIN Yen-Chun 林彥君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Assured Asset Management Limited 安誼金融投資股份有限公司 RO 1 13 November 2019
Assured Asset Management Limited 安誼金融投資股份有限公司 RO 4 07 November 2019
Assured Asset Management Limited 安誼金融投資股份有限公司 RO 9 15 April 2019
AMTD Wealth Management Solutions Group Limited RO 9 07 June 2017 31 December 2018
AMTD Wealth Management Solutions Group Limited RO 1 07 June 2017 31 December 2018
orientiert International Markets Limited RO 9 09 November 2016 31 May 2018
orientiert International Markets Limited RO 1 09 November 2016 31 May 2018
orientiert XYZ Securities Limited RE 4 30 September 2016 31 May 2018
orientiert XYZ Securities Limited RO 9 05 October 2015 31 May 2018
orientiert XYZ Securities Limited RO 1 10 September 2013 31 May 2018
orientiert XYZ Securities Limited RE 9 15 March 2013 05 October 2015
orientiert XYZ Securities Limited RE 1 20 February 2012 10 September 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 25 February 2009 30 January 2012