SFC Licences of YABUT Vivian Chan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | RE | 7 | 05 December 2016 | |
| GFI (HK) Securities L.L.C. | RE | 1 | 05 December 2016 | |
| ICAP Securities Hong Kong Limited | RE | 1 | 04 January 2016 | 30 August 2016 |
| ICAP Equities Asia Limited | RE | 1 | 08 September 2011 | 30 August 2016 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 10 March 2009 | 13 August 2011 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 10 March 2009 | 31 July 2009 |