SFC Licences of MCINTOSH David Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 04 January 2016 | 09 June 2017 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 23 March 2015 | 17 July 2015 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 23 March 2015 | 17 July 2015 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 23 October 2013 | 17 July 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 02 July 2010 | 23 July 2013 |
ABN AMRO Financial Products Limited | RE | 1 | 09 March 2009 | 05 May 2010 |