SFC Licences of WANG Xiao 王虓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RO | 6 | 05 January 2023 | |
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RE | 4 | 12 July 2021 | |
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RE | 1 | 12 July 2021 | |
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RE | 6 | 29 June 2021 | 05 January 2023 |
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 06 January 2015 | 18 May 2021 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 17 May 2014 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 13 March 2009 | 31 May 2010 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 13 March 2009 | 31 May 2010 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 13 March 2009 | 31 May 2010 |