SFC Licences of KAVVATHAS Dimitrios
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 | RO | 4 | 09 January 2018 | |
| Harmony Advisors Limited 喜望利顧問有限公司 | RO | 2 | 09 January 2018 | |
| Harmony Advisors Limited 喜望利顧問有限公司 | RO | 9 | 06 June 2016 | |
| Harmony Advisors Limited 喜望利顧問有限公司 | RO | 1 | 06 June 2016 | |
| VTB Capital Hong Kong Limited | RO | 1 | 08 January 2014 | 03 June 2014 |
| VTB Capital Hong Kong Limited | RE | 1 | 08 November 2013 | 08 January 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 5 | 20 May 2011 | 28 February 2013 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RO | 5 | 20 May 2011 | 28 February 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 14 May 2009 | 28 February 2013 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RO | 2 | 14 May 2009 | 28 February 2013 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 09 March 2009 | 14 May 2009 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 March 2009 | 14 May 2009 |