SFC Licences of YAN Qi 嚴祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 10 April 2014 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 23 November 2010 | 01 April 2014 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 06 March 2009 | 08 November 2010 |