SFC Licences of YUEN Yik Ting, Dicky 袁益霆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 28 October 2009 | 01 January 2017 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 28 October 2009 | 01 January 2017 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 28 October 2009 | 19 September 2011 |
IMC Asia Pacific Limited | RE | 1 | 12 March 2009 | 19 May 2009 |
IMC Asia Pacific Limited | RE | 2 | 12 March 2009 | 19 May 2009 |