SFC Licences of VAJPAYEE Bhavtosh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 07 June 2016 | 05 July 2018 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 07 June 2016 | 05 July 2018 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 4 | 15 September 2015 | 14 February 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 01 April 2014 | 15 September 2015 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 31 March 2009 | 08 April 2011 |