SFC Licences of SOFIANOS Daniel John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | 4 | 17 June 2014 | 11 May 2017 |
| J.P. Morgan Securities (Far East) Limited | RO | 1 | 17 June 2014 | 11 May 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 17 June 2014 | 03 November 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 17 June 2014 | 03 November 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 05 August 2013 | 17 June 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 August 2013 | 17 June 2014 |
| UBS Securities Asia Limited | RE | 1 | 23 July 2010 | 03 May 2013 |
| UBS Securities Asia Limited | RE | 1 | 16 March 2009 | 16 June 2009 |