SFC Licences of YAN Keren 嚴克任
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | RE | 2 | 03 February 2010 | 26 May 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 24 March 2009 | 26 May 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 24 March 2009 | 26 May 2011 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 24 March 2009 | 19 February 2010 |