SFC Licences of LEE Mei Shan 李美珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RO 6 20 September 2021
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RE 6 10 September 2021 20 September 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 10 September 2021
Shanxi Securities International Capital Limited 山證國際融資有限公司 RO 6 24 April 2020 26 August 2021
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 24 February 2020 26 August 2021
Shanxi Securities International Capital Limited 山證國際融資有限公司 RE 6 24 February 2020 24 April 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RO 6 25 May 2018 31 December 2019
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 24 May 2018 31 December 2019
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 24 May 2018 25 May 2018
Pulun International Capital Limited 普倫國際融資有限公司 RO 6 04 January 2016 14 May 2018
Pulun International Capital Limited 普倫國際融資有限公司 RE 1 16 October 2015 14 May 2018
Pulun International Capital Limited 普倫國際融資有限公司 RE 6 16 October 2015 04 January 2016
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 10 November 2014 01 October 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 10 November 2014 01 October 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 10 November 2014 01 October 2015
Fulbright Capital Limited 富昌融資有限公司 RO 6 18 June 2014 08 November 2014
Fulbright Capital Limited 富昌融資有限公司 RE 6 05 May 2014 18 June 2014
Oriental Patron Asia Limited 東英亞洲有限公司 RE 6 12 July 2010 28 April 2014
Zijing Capital Limited 紫荊融資有限公司 RE 6 08 April 2009 05 June 2010