SFC Licences of GUY Stephane Edouard Andre
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RE | 2 | 05 May 2011 | 25 October 2012 |
| UBS Securities Asia Limited | RE | 2 | 05 May 2011 | 25 October 2012 |
| UBS Securities Asia Limited | RE | 1 | 05 May 2011 | 25 October 2012 |
| UBS Securities Hong Kong Limited | RE | 1 | 05 May 2011 | 25 October 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 24 March 2009 | 01 June 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 24 March 2009 | 01 June 2009 |