SFC Licences of WANG Ruiqi 王睿琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司	RO	9	02 May 2023
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司	RE	4	12 April 2022
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司	RE	1	12 April 2022
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司	RO	9	17 October 2019	06 February 2024
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司	RO	4	17 October 2019	20 May 2021
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司	RO	1	17 October 2019	09 December 2020
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司	RE	9	23 April 2019	17 October 2019
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司	RE	4	23 April 2019	17 October 2019
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司	RE	1	23 April 2019	17 October 2019
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RE	9	19 July 2016	04 January 2019
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RE	4	19 July 2016	04 January 2019
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RE	1	19 July 2016	04 January 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	15 March 2010	27 June 2014
CMB International Capital Holdings Corporation Limited	RE	6	22 April 2009	25 February 2010
CMB International Capital Holdings Corporation Limited	RE	1	22 April 2009	25 February 2010