SFC Licences of LARSABAL Etienne Emmanuel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 30 April 2012 | 25 February 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 10 January 2012 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 24 March 2009 | 10 January 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 24 March 2009 | 10 January 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 March 2009 | 10 January 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 24 March 2009 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 24 March 2009 | 06 December 2010 |