SFC Licences of MA Xiao 馬驍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 15 December 2022 27 July 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 14 November 2019 27 July 2023
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 14 November 2019 27 July 2023
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 14 November 2019 27 July 2023
M3 Capital Partners (HK) Limited RE 1 17 April 2009 12 February 2010