SFC Licences of YUEN Wai Kin 袁偉健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 2 | 29 April 2022 | 16 November 2023 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 2 | 02 November 2017 | 29 April 2022 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 01 March 2017 | 16 November 2023 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 1 | 19 August 2010 | 28 February 2017 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 11 November 2009 | 15 August 2010 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 23 April 2009 | 31 October 2009 |