SFC Licences of LAM Chi Yuen 林志遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 16 April 2021 | |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 16 April 2021 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 17 December 2009 | 10 March 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 09 April 2009 | 10 March 2021 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 26 March 2009 | 31 March 2009 |