SFC Licences of LAM Chi Yuen 林志遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 1 16 April 2021
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 16 April 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 17 December 2009 10 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 09 April 2009 10 March 2021
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 26 March 2009 31 March 2009