SFC Licences of CHAN Yu Ming 陳汝銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 9 | 09 March 2023 | |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 09 March 2023 | |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 21 December 2021 | |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 21 December 2021 | |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 18 May 2012 | 10 December 2021 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 25 May 2009 | 10 December 2021 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 26 March 2009 | 10 December 2021 |